Legal DealFolio - Duff & Phelps Follow-On Equity Offering

Davis Polk advised Goldman, Sachs & Co. as the sole underwriter in connection with an SEC-registered follow-on offering of 4,500,000 shares of Class A common stock of Duff & Phelps Corporation, of which 3,201,922 shares were sold by Duff & Phelps and 1,298,078 shares were sold by Shinsei Bank, Limited, the selling stockholder. The total gross proceeds of the offering were approximately $62 million. The Class A common stock is listed on the NYSE. Duff & Phelps is a leading provider of independent financial advisory and investment banking services. Duff & Phelps supports client needs in the areas of valuation, transactions, financial restructuring, alternative assets, disputes and taxation. The Davis Polk corporate team included partner Michael Kaplan and associates Peter E. Devlin and Adam Balin (not yet admitted). Partner Michael Mollerus and associate Gregory T. Hannibal provided tax advice. Katina D. Gallo was the legal assistant on the transaction. All members of the Davis Polk team are based in the New York office.

Deal Date:	01-03-2012	Practice Area:	Equity Capital Markets
Deal Title:	Duff & Phelps Follow-On Equity Offering	Industry:	Financial Services
Description:	Davis Polk advised Goldman, Sachs & Co. as the sole underwriter in connection with an SEC-registered follow-on offering of 4,500,000 shares of Class A common stock of Duff & Phelps Corporation, of which 3,201,922 shares were sold by Duff & Phelps and 1,298,078 shares were sold by Shinsei Bank, Limited, the selling stockholder. The total gross proceeds of the offering were approximately $62 million. The Class A common stock is listed on the NYSE. Duff & Phelps is a leading provider of independent financial advisory and investment banking services. Duff & Phelps supports client needs in the areas of valuation, transactions, financial restructuring, alternative assets, disputes and taxation. The Davis Polk corporate team included partner Michael Kaplan and associates Peter E. Devlin and Adam Balin (not yet admitted). Partner Michael Mollerus and associate Gregory T. Hannibal provided tax advice. Katina D. Gallo was the legal assistant on the transaction. All members of the Davis Polk team are based in the New York office.
Financial Center:	New York	Value:	0.00-100.00
Advised Party:	Underwriter	Law Firm	Davis Polk
Issuer Jurisdiction -	United States	Listing Jurisdiction -	United States
Classification:	Secondary Offerings and Placings NYSE:	Lawyer	Michael Kaplan

Practice Areas -

Equity Capital Markets Law Firms and Lawyers

Practice Areas - Equity Capital Markets Law Firms and Lawyers